RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••••• S••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Feb 9, 2026 · Colleyville, Tx
- B•• F•••••••• A•••••••• L•• independent RIAAug 10, 2022 to Jan 22, 2026 · Grapevine, Tx
- M••••• S•••••• wirehouseJun 27, 2016 to Aug 4, 2022 · Medford, Or
- B•• F•••••••• A•••••••• L•• to M••••• G••••• A••••••• I•••left Jan 22, 2026, registered Feb 9, 2026 (18 days) · RIA to RIA
- M••••• S•••••• to B•• F•••••••• A•••••••• L••left Aug 4, 2022, registered Aug 10, 2022 (6 days) · Wirehouse to independent RIA
- T••••• E••••• S•••• left B•• F•••••••• A•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-02-09)Jan 22, 2026 · Advisor changed firm · fact
- T••••• E••••• S•••• left M••••• S•••••• for B•• F•••••••• A•••••••• L•• (registered 2022-08-10)Aug 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address