DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Hubbs
Feed of 09/14/2026
Also filed as David Joseph Hubbs
At current firm
4 y
since Oct 11, 2021
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 11, 2021 · Exton, Pa
- Citizens Securities, Inc. BD affiliatedSep 21, 2020 to Sep 23, 2021 · Conshohocken, Pa
- Bny Mellon Advisors, Inc. bank affiliatedAug 9, 2018 to Sep 10, 2020 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 11, 2017 to Jul 16, 2018 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- Citizens Securities, Inc. to J.P. Morgan Securities LLCleft Sep 23, 2021, registered Oct 11, 2021 (18 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Bny Mellon Advisors, Inc. to Citizens Securities, Inc.left Sep 10, 2020, registered Sep 21, 2020 (11 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bny Mellon Advisors, Inc.left Jul 16, 2018, registered Aug 9, 2018 (24 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address