DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• F••••• P••••••
Feed of 09/14/2026
Also filed as J•• F••••• P••••••
At current firm
8 y
since Dec 8, 2017
In the industry
10 y
since Apr 6, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 8, 2017 · Charlotte, Nc
- B•• C•••••• M••••••••• I••• formerApr 6, 2016 to Sep 15, 2016 · Glen Allen, Va
Moves
a registration end followed by a registration begin elsewhere
- B•• C•••••• M••••••••• I••• to V••••••• A•••••••• I•••left Sep 15, 2016, registered Dec 8, 2017 (449 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address