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B•• C•••••• M••••••••• I•••

Former SEC-registered adviserFormer SEC adviser· Glen Allen, Virginiawebsite

Former SEC-registered adviser, based in Glen Allen, Virginia, reporting $51.0M of regulatory assets across 3 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$51.0M
Form ADV
Advisors
3
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
Advisors (3)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 108445 · SEC 801-56690 · 9 filingsShow
CRD 108445SEC 801-56690First filing on the tape Dec 2, 2011, latest Aug 13, 2012IAPD
RAUM
$51.0M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$17.0M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$51.0M as of Aug 13, 2012
Dec 2, 2011$50.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 13, 2012
Dec 2, 20110 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 13, 2012; every figure names its basis
RAUM per advisor
$17.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$130,412derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
391reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G••• W•••• W•••Certified Financial PlannerGlen Allen, VaNov 19, 199141 y0
B••••••• S••••••• W•••Glen Allen, VaJan 29, 202612 y0
M•••• L•••••••••Glen Allen, VaMay 18, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • W•••• G•••• W•••• · President / Chief Compliance Officer / Ceo / CFPcontrol
      since 05/1991 · owns 75% or more
    Related persons
    Schedule D 7.A
    • R•••••• J•••• • A•••••••••
      broker-dealercustodiann
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Glen Allen, Va · principal320
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 364 to 391
      Jun 26, 2012 to Jul 23, 2012
    • Discretionary RAUM · $44.2M to $45.4M
      Jun 26, 2012 to Jul 23, 2012
    • Non-discretionary RAUM · $8.5M to $5.6M
      Jun 26, 2012 to Jul 23, 2012
    • RAUM · $52.7M to $51.0M
      Jun 26, 2012 to Jul 23, 2012
    • Accounts · 380 to 364
      Dec 2, 2011 to Jan 12, 2012
    • Insurance-licensed employees · unset to 0.0
      Dec 2, 2011 to Jan 12, 2012
    • Financial planning clients · 251-500 to 0
      Dec 2, 2011 to Jan 12, 2012
    • Discretionary RAUM · $45.1M to $44.2M
      Dec 2, 2011 to Jan 12, 2012
    • Non-discretionary RAUM · $5.5M to $8.5M
      Dec 2, 2011 to Jan 12, 2012
    • RAUM · $50.6M to $52.7M
      Dec 2, 2011 to Jan 12, 2012
    • Related broker-dealer · false to true
      Dec 2, 2011 to Jan 12, 2012
    • Business name · B•••••• D••••• C••• to B•• C•••••• M••••••••• I•••
      Dec 2, 2011 to Dec 2, 2011
    • Legal name · B•••••• D••••• C••• to B•• C•••••• M••••••••• I•••
      Dec 2, 2011 to Dec 2, 2011
    Signals
    1 dated events
    • ••• Locked
      Feb 15, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ••• Lockedreportedpublic record, Form ADV, May 20, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $17.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026