RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• E•••••
- R••• F•••••••• P••••••• state registered currentsince Sep 28, 2023 · Sarasota, Fl
- I•• W••••• M••••••••• L•• BD affiliatedApr 23, 2021 to Nov 2, 2023 · Sarasota, Fl
- W•••• F•••• A••••••• wirehouseJun 27, 2016 to Apr 28, 2021 · Naperville, Il
- I•• W••••• M••••••••• L•• to R••• F•••••••• P•••••••left Nov 2, 2023, registered Sep 28, 2023 (-35 days) · Affiliated broker-dealer or bank to a state-registered adviser
- W•••• F•••• A••••••• to I•• W••••• M••••••••• L••left Apr 28, 2021, registered Apr 23, 2021 (-5 days) · Wirehouse to independent RIA
- J••••• M•••••• E••••• left I•• W••••• M••••••••• L•• for R••• F•••••••• P••••••• (registered 2023-09-28)Nov 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address