RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• C•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 6, 2026 · New York, Ny
- B•• S••••••••• I••• mixed wealthMar 17, 2022 to Feb 26, 2025 · Miami, Fl
- M••••• S•••••• wirehouseOct 9, 2017 to Feb 1, 2022 · Miami, Fl
- M••••• S•••••• wirehouseJul 1, 2016 to Jul 19, 2017 · Atlanta, Ga
- B•• S••••••••• I••• to J••• M••••• S••••••••• L••left Feb 26, 2025, registered Jan 6, 2026 (314 days) · RIA to wirehouse
- M••••• S•••••• to B•• S••••••••• I•••left Feb 1, 2022, registered Mar 17, 2022 (44 days) · Wirehouse to independent RIA
- E•••••• C••••• left B•• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-01-06)Feb 26, 2025 · Advisor changed firm · fact
- E•••••• C••••• left M••••• S•••••• for B•• S••••••••• I••• (registered 2022-03-17)Feb 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address