RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••
- C••••••• institutional currentsince Jan 18, 2024 · The Woodlands, Tx
- E•••••• W••••• P•••••••• L•• formerAug 31, 2017 to Mar 26, 2024 · The Woodlands, Tx
- A•••• G••••• A•••••••• L•• independent RIAApr 25, 2017 to Jun 14, 2017 · Houston, Tx
- S•••••••• F••••••••• I••• formerAug 13, 2016 to Apr 17, 2017 · The Woodlands, Tx
- E•••••• W••••• P•••••••• L•• to C•••••••left Mar 26, 2024, registered Jan 18, 2024 (-68 days) · Other · moved with a team
- A•••• G••••• A•••••••• L•• to E•••••• W••••• P•••••••• L••left Jun 14, 2017, registered Aug 31, 2017 (78 days) · Other
- S•••••••• F••••••••• I••• to A•••• G••••• A•••••••• L••left Apr 17, 2017, registered Apr 25, 2017 (8 days) · Other
- T••••• P••••• left E•••••• W••••• P•••••••• L•• for Captrust (registered 2024-01-18)Mar 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address