RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••••
- M•••••• BD affiliated currentsince Apr 3, 2025 · Syracuse, Ny
- J••• M••••• S••••••••• L•• wirehouseAug 9, 2022 to Aug 28, 2024 · Boston, Ma
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 13, 2016 to Jul 21, 2022 · New York, Ny
- J••• M••••• S••••••••• L•• to M••••••left Aug 28, 2024, registered Apr 3, 2025 (218 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Jul 21, 2022, registered Aug 9, 2022 (19 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• A•••••• left J••• M••••• S••••••••• L•• for Mariner (registered 2025-04-03)Aug 28, 2024 · Advisor changed firm · fact
- M•••••• A•••••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2022-08-09)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address