DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• B•••• M•••••••

F•••• P••••••• W•••••• L••independent RIASt. Louis, Mo IA-onlyIAPD 6636881

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••• M•••••••

At current firm

2 y

since Jul 1, 2024

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jul 1, 2024 · Ridgeland, Ms
B••••••••• S•••••••• W•••••• L•• former
Jun 9, 2022 to Jul 1, 2024 · St Louis, Mo
O•••• I••••••••• I••• BD affiliated
Apr 2, 2019 to Apr 29, 2022 · Jackson, Ms
S•••••• N••••••• • C••••••• I••••••••• national BD
Jul 10, 2017 to Apr 12, 2019 · Ridgeland, Ms
M••••• S•••••• wirehouse
Sep 26, 2016 to Jun 30, 2017 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••
left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
O•••• I••••••••• I••• to B••••••••• S•••••••• W•••••• L••
left Apr 29, 2022, registered Jun 9, 2022 (41 days) · Affiliated broker-dealer or bank to independent RIA
S•••••• N••••••• • C••••••• I••••••••• to O•••• I••••••••• I•••
left Apr 12, 2019, registered Apr 2, 2019 (-10 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Jun 30, 2017, registered Jul 10, 2017 (10 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R•••••• B•••• M••••••• no longer holds an investment adviser registration (last listed at F•••• P••••••• W•••••• L•• on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
R•••••• B•••• M••••••• left O•••• I••••••••• I••• for B••••••••• S•••••••• W•••••• L•• (registered 2022-06-09)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address