DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Matthew Suarez

U.S. Bancorp Advisors, LLCBD affiliatedGoodlettsville, Tn dual registrantIAPD 6637601

Feed of 09/15/2026

Also filed as Joseph Matthew Suarez

At current firm

0 y

since Jun 1, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Jun 1, 2026 · Hermitage, Tn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 17, 2022 to May 23, 2026 · Brentwood, Tn
J.P. Morgan Securities LLC wirehouse
Jun 2, 2020 to Oct 23, 2022 · Monroe, Ny
Ernst & Young Investment Advisers Llp no RAUM
Oct 11, 2019 to May 12, 2020 · Secaucus, Nj
Equitable Advisors, LLC national BD
Mar 22, 2019 to Sep 25, 2019 · Goshen, Ny

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Advisors, LLC
left May 23, 2026, registered Jun 1, 2026 (9 days) · Wirehouse to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2022, registered Nov 17, 2022 (25 days) · Wirehouse to wirehouse · moved with a team
Ernst & Young Investment Advisers Llp to J.P. Morgan Securities LLC
left May 12, 2020, registered Jun 2, 2020 (21 days) · Other
Equitable Advisors, LLC to Ernst & Young Investment Advisers Llp
left Sep 25, 2019, registered Oct 11, 2019 (16 days) · Other

Signals

Joseph Matthew Suarez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for U.S. Bancorp Advisors, Llc (registered 2026-06-01)
May 23, 2026 · Advisor changed firm · fact
Joseph Matthew Suarez left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-17)
Oct 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address