E••• J•••• F•••••••••

P•• W••••• M•••••••••BD affiliatedForked River, Nj dual registrantIAPD 6639774

Feed of 09/15/2026

Also filed as E••• J•••• F••••••••• F•••••••••

At current firm

1 y

since Aug 27, 2025

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Aug 27, 2025 · Howell, Nj
J••• M••••• S••••••••• L•• wirehouse
Oct 13, 2021 to Aug 21, 2025 · Red Bank, Nj
E•••••••• A•••••••• L•• national BD
Jan 22, 2018 to Jun 4, 2021 · Howell, Nj

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••
left Aug 21, 2025, registered Aug 27, 2025 (6 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Jun 4, 2021, registered Oct 13, 2021 (131 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Aug 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address