J••• P•••••• D••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jan 13, 2025 · Onalaska, Wi
• C••••••••• F•••••••• N•••••• national BD
  May 14, 2021 to Jan 14, 2025 · Onalaska, Wi
• V••• F•••••••• A•••••••• I••• BD affiliated
  Mar 4, 2020 to May 18, 2021 · Lacrosse, Wi
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Mar 4, 2020 · La Crosse, Wi
• M•• F•••••••• S•••••••• I••• former
  Oct 31, 2016 to Mar 25, 2017 · La Crosse, Wi

• C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••
  left Jan 14, 2025, registered Jan 13, 2025 (-1 days) · Affiliated broker-dealer or bank to another
• V••• F•••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
  left May 18, 2021, registered May 14, 2021 (-4 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Mar 4, 2020, registered Mar 4, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 14, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address