DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••••••• R• M•••••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 6648695

Certified Financial Planner

Feed of 09/14/2026

Also filed as Rebecca K••••••• M•••••••

At current firm

1 y

since Aug 14, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Aug 14, 2025 · Plano, Tx
S•••• I••••• S••••••••• L•• independent RIA
Aug 10, 2024 to May 5, 2025 · Sarasota, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 28, 2022 to Jul 18, 2024 · Bradenton, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 10, 2019 to Feb 16, 2022 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••• I••••• S••••••••• L•• to F••••• I•••••••••
left May 5, 2025, registered Aug 14, 2025 (101 days) · RIA to RIA
A••••••••• F•••••••• S•••••••• L•• to S•••• I••••• S••••••••• L••
left Jul 18, 2024, registered Aug 10, 2024 (23 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Feb 16, 2022, registered Feb 28, 2022 (12 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K••••••• R• M••••••• left S•••• I••••• S••••••••• L•• for F••••• I••••••••• (registered 2025-08-14)
May 5, 2025 · Advisor changed firm · fact
K••••••• R• M••••••• left A••••••••• F•••••••• S•••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2024-08-10)
Jul 18, 2024 · Advisor changed firm · fact
K••••••• R• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-02-28)
Feb 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address