RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E••••• G•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 20, 2026 · Marietta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 20, 2020 to Feb 19, 2026 · Atlanta, Ga
- S•••••• S••••••••• I••• BD affiliatedSep 28, 2016 to Dec 23, 2019 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 19, 2026, registered Apr 20, 2026 (60 days) · Affiliated broker-dealer or bank to another
- S•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 23, 2019, registered Mar 20, 2020 (88 days) · Affiliated broker-dealer or bank to another
- S•••• E••••• G••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2026-04-20)Feb 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address