DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michelle Pham Tran

Savant Wealth Managementindependent RIARockford, Il IA-onlyIAPD 6652706

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Michelle Pham Tran

At current firm

0 y

since Jun 9, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Savant Wealth Management independent RIA current
since Jun 9, 2026 · Rockford, Il
North Ridge former
Mar 18, 2025 to Jun 9, 2026 · Beaverton, Or
Osaic Wealth, Inc. BD affiliated
Jun 14, 2024 to Mar 19, 2025 · Beaverton, Or
Securities America Advisors, Inc. former
Jul 29, 2022 to Jun 14, 2024 · Beaverton, Or
Principal Securities, Inc. BD affiliated
Jan 14, 2022 to Jun 17, 2022 · Lake Oswego, Or
LPL Financial LLC BD affiliated
Jan 29, 2019 to Aug 5, 2020 · Clackamas, Or

Moves

a registration end followed by a registration begin elsewhere

North Ridge to Savant Wealth Management
left Jun 9, 2026, registered Jun 9, 2026 (0 days) · RIA to RIA · moved with a team
Osaic Wealth, Inc. to North Ridge
left Mar 19, 2025, registered Mar 18, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Securities America Advisors, Inc. to Osaic Wealth, Inc.
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Principal Securities, Inc. to Securities America Advisors, Inc.
left Jun 17, 2022, registered Jul 29, 2022 (42 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Principal Securities, Inc.
left Aug 5, 2020, registered Jan 14, 2022 (527 days) · Affiliated broker-dealer or bank to another

Signals

Michelle Pham Tran left North Ridge for Savant Wealth Management (registered 2026-06-09)
Jun 9, 2026 · Advisor changed firm · fact
Michelle Pham Tran left Osaic Wealth, Inc. for North Ridge (registered 2025-03-18)
Mar 19, 2025 · Advisor changed firm · fact
Michelle Pham Tran left Principal Securities, Inc. for Securities America Advisors, Inc. (registered 2022-07-29)
Jun 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address