Z•••••• W•••••• M•••••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedBoerne, Tx dual registrantIAPD 6657207

Certified Financial Planner

Feed of 09/15/2026

At current firm

4 y

since Jul 1, 2022

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since Jul 1, 2022 · San Antonia, Tx
R•••••• J•••• • A••••••••• I••• national BD
Jul 6, 2020 to Jul 12, 2022 · San Antonio, Tx
E••••• J•••• national BD
Sep 20, 2017 to Jul 7, 2020 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to S•••••• P••••••• I••••••••• A•••••••• L••
left Jul 12, 2022, registered Jul 1, 2022 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to R•••••• J•••• • A••••••••• I•••
left Jul 7, 2020, registered Jul 6, 2020 (-1 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Jul 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address