RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V••••••
- C•••••• S••••• • C••• I••• national BD currentsince Apr 3, 2025 · Chestnut Hill, Ma
- A•••••••• F•••• M••••••••• L•• asset managerJun 3, 2021 to Mar 21, 2025 · Boston, Ma
- A••••• A•••• M••••••••• U•• I••• formerJan 4, 2021 to May 14, 2021 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerAug 31, 2020 to Dec 31, 2020 · Boston, Ma
- A•••••• G••••• I•••••••• U••• L•• formerOct 26, 2018 to Aug 27, 2020 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 6, 2017 to Oct 10, 2018 · Marlborough, Ma
- A•••••••• F•••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Mar 21, 2025, registered Apr 3, 2025 (13 days) · Other
- A••••• A•••• M••••••••• U•• I••• to A•••••••• F•••• M••••••••• L••left May 14, 2021, registered Jun 3, 2021 (20 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to A••••• A•••• M••••••••• U•• I•••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- A•••••• G••••• I•••••••• U••• L•• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Aug 27, 2020, registered Aug 31, 2020 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A•••••• G••••• I•••••••• U••• L••left Oct 10, 2018, registered Oct 26, 2018 (16 days) · Other
- J•••• V•••••• left A•••••••• F•••• M••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-04-03)Mar 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address