RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• T• K••••••
- M••••• S•••••• wirehouse currentsince Sep 30, 2025 · State College, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 9, 2019 to May 1, 2023 · Greensboro, Nc
- T• A••••••••• I••• formerOct 9, 2019 to Oct 14, 2022 · Greensboro, Nc
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedDec 19, 2017 to Jan 2, 2019 · Tampa, Fl
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left May 1, 2023, registered Sep 30, 2025 (883 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Oct 9, 2019 (-1101 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to T• A••••••••• I•••left Jan 2, 2019, registered Oct 9, 2019 (280 days) · Other
- E•••• T• K•••••• left T• A••••••••• I••••••••• M••••••••• L•• for M••••• S•••••• (registered 2025-09-30)May 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address