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RIA Intelligence
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Registered advisor
R••• A•••••••• K••••
Feed of 09/14/2026
Also filed as R••• K••••
At current firm
0 y
since Nov 20, 2025
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Nov 20, 2025 · Malvern, Pa
- L•• F•••••••• L•• BD affiliatedNov 30, 2022 to Oct 3, 2025 · Trooper, Pa
- C••••• A•••••• N••••••• L•• formerJun 9, 2021 to Nov 28, 2022 · Severna Park, Md
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 12, 2019 to Jun 9, 2021 · Trooper, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left Oct 3, 2025, registered Nov 20, 2025 (48 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Nov 28, 2022, registered Nov 30, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another
Signals
- R••• A•••••••• K•••• left L•• F•••••••• L•• for V••••••• A•••••••• I••• (registered 2025-11-20)Oct 3, 2025 · a•••••• firm change · fact
- R••• A•••••••• K•••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-11-30)Nov 28, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address