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Registered advisor
J••• C••••••••• J••••
Feed of 09/14/2026
Also filed as J••• C J••••
At current firm
0 y
since Dec 22, 2025
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 22, 2025 · Atlanta, Ga
- M••••• S•••••• wirehouseSep 8, 2022 to Dec 25, 2025 · Bethesda, Md
- E•••• S••••••••• L•• BD affiliatedFeb 3, 2021 to Jan 21, 2022 · Bethesda, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2019 to Jan 3, 2020 · Charlotte, Nc
- E•••••••• A•••••••• L•• national BDSep 25, 2017 to Mar 30, 2018 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Dec 25, 2025, registered Dec 22, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- E•••• S••••••••• L•• to M••••• S••••••left Jan 21, 2022, registered Sep 8, 2022 (230 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• S••••••••• L••left Jan 3, 2020, registered Feb 3, 2021 (397 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 30, 2018, registered Mar 29, 2019 (364 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- J••• C••••••••• J•••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-12-22)Dec 25, 2025 · Advisor changed firm · fact
- J••• C••••••••• J•••• left E•••• S••••••••• L•• for M••••• S•••••• (registered 2022-09-08)Jan 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address