DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Candace Lenae Lathan
Feed of 09/14/2026
Also filed as Bush Lenae Candace
At current firm
0 y
since Jul 15, 2026
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Yarash Global Solutions Inc. former currentsince Jul 15, 2026 · Glendale, Ca
- Principal Securities, Inc. BD affiliatedOct 21, 2024 to Jan 15, 2026 · San Diego, Ca
- Thrivent Investment Management Inc. BD affiliatedDec 23, 2016 to Jul 17, 2024 · Thousand Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- Principal Securities, Inc. to Yarash Global Solutions Inc.left Jan 15, 2026, registered Jul 15, 2026 (181 days) · Affiliated broker-dealer or bank to independent RIA
- Thrivent Investment Management Inc. to Principal Securities, Inc.left Jul 17, 2024, registered Oct 21, 2024 (96 days) · Affiliated broker-dealer or bank to another
Signals
- Candace Lenae Lathan left Principal Securities, Inc. for Yarash Global Solutions Inc. (registered 2026-07-15)Jan 15, 2026 · Advisor changed firm · fact
- Candace Lenae Lathan left Thrivent Investment Management Inc. for Principal Securities, Inc. (registered 2024-10-21)Jul 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address