DFX Intelligence
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Registered advisor
M•••••• P• V••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFort Collins, Codual registrantIAPD 6676895
Feed of 09/14/2026
Also filed as M•••••• V••••••••• P••••• V••••••••• P•••••• V••••••••• V••••••
At current firm
2 y
since Jan 23, 2024
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 23, 2024 · Fort Collins, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 27, 2022 to Nov 8, 2023 · Fort Collins, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 16, 2021 to Nov 1, 2022 · Fort Collins, Co
- E••••• J•••• national BDJan 20, 2017 to Dec 1, 2020 · Monument, Co
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 8, 2023, registered Jan 23, 2024 (76 days) · Affiliated broker-dealer or bank to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 1, 2022, registered Oct 27, 2022 (-5 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 1, 2020, registered Jul 16, 2021 (227 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 8, 2023 · Advisor changed firm · fact
- ••• LockedNov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address