DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard S Hamilton

Facetindependent RIAWest Palm Beach, Fl IA-onlyIAPD 6679476

Certified Financial Planner

Feed of 09/14/2026

Also filed as Richard Hamilton

At current firm

0 y

since Aug 19, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Facet independent RIA current
since Aug 19, 2026 · Newport , Nc
Edward Jones national BD
Jan 2, 2025 to Aug 11, 2026 · Jacksonville, Nc
Vanguard Advisers, Inc. BD affiliated
Oct 11, 2018 to Oct 17, 2024 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to Facet
left Aug 11, 2026, registered Aug 19, 2026 (8 days) · Affiliated broker-dealer or bank to independent RIA
Vanguard Advisers, Inc. to Edward Jones
left Oct 17, 2024, registered Jan 2, 2025 (77 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Richard S Hamilton left Edward Jones for Facet (registered 2026-08-19)
Aug 11, 2026 · Advisor changed firm · fact
Richard S Hamilton left Vanguard Advisers, Inc. for Edward Jones (registered 2025-01-02)
Oct 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address