DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••• B••••• B••••• D••••••

A••••• A•• P••••••• S•••••••BD affiliatedSeattle, Wa IA-onlyIAPD 6681770

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as K••••• B••••• B••••• D••••••

At current firm

0 y

since Jan 8, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jan 8, 2026 · Seattle, Wa
S•• I••••••••• M••••••••• C••• mixed wealth
Jul 8, 2022 to Nov 12, 2024 · Oaks, Pa
B•••••• P••••• W••••• M••••••• independent RIA
Apr 1, 2022 to Jul 5, 2022 · Seattle, Wa
D••••••••• F•••••••• S••••••• independent RIA
Dec 13, 2018 to Apr 19, 2021 · Seattle, Wa
E•••••••• W••••• M••••••••• independent RIA
Aug 15, 2016 to Apr 19, 2021 · Seattle, Wa
D••••••••• F•••••••• S••••••• independent RIA
Aug 15, 2016 to Dec 15, 2017 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• M••••••••• C••• to A••••• A•• P••••••• S•••••••
left Nov 12, 2024, registered Jan 8, 2026 (422 days) · Other
B•••••• P••••• W••••• M••••••• to S•• I••••••••• M••••••••• C•••
left Jul 5, 2022, registered Jul 8, 2022 (3 days) · Other
E•••••••• W••••• M••••••••• to D••••••••• F•••••••• S•••••••
left Apr 19, 2021, registered Dec 13, 2018 (-858 days) · RIA to RIA
D••••••••• F•••••••• S••••••• to B•••••• P••••• W••••• M•••••••
left Apr 19, 2021, registered Apr 1, 2022 (347 days) · RIA to RIA
D••••••••• F•••••••• S••••••• to E•••••••• W••••• M•••••••••
left Dec 15, 2017, registered Aug 15, 2016 (-487 days) · Other

Signals

K••••• B••••• B••••• D•••••• left S•• I••••••••• M••••••••• C••• for A••••• A•• P••••••• S••••••• (registered 2026-01-08)
Nov 12, 2024 · Advisor changed firm · fact
K••••• B••••• B••••• D•••••• left B•••••• P••••• W••••• M••••••• for S•• I••••••••• M••••••••• C••• (registered 2022-07-08)
Jul 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address