DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Lee Maples
Feed of 09/14/2026
Also filed as Tommy Maples
At current firm
0 y
since Aug 19, 2026
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Singer Wealth Advisors LLC independent RIA currentsince Aug 19, 2026 · Boca Raton, Fl
- Ot Advisors LLC asset managerJun 24, 2024 to Dec 31, 2024 · Boca Raton, Fl
- Ot Advisors LLC asset managerJun 24, 2024 to Jul 29, 2026 · Boca Raton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 7, 2019 to Sep 21, 2021 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ot Advisors LLC to Singer Wealth Advisors LLCleft Jul 29, 2026, registered Aug 19, 2026 (21 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ot Advisors LLCleft Sep 21, 2021, registered Jun 24, 2024 (1007 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
- Thomas Lee Maples left Ot Advisors Llc for Singer Wealth Advisors Llc (registered 2026-08-19)Jul 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address