DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Singer Wealth Advisors LLC

Independent wealth managerBoca Raton, FloridaCRD 317218SEC 801-122736websiteIAPD
Latest filing Jul 15, 2026
First filing on the tape Oct 21, 2021 · 45 filings
SEC status approved since Nov 19, 2021
RAUM
$911M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$882M individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$39.6M
derived; firm RAUM over IAPD count
Employees
43
18 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$911M as of Jul 15, 2026
Feb 11, 2022$298M then
HNW client RAUM$570M as of Jul 15, 2026
Feb 11, 2022$177M then
State-registered IARs (5.B.3)21 as of Jul 15, 2026
Feb 11, 20229 then
Employees (5.A)43 as of Jul 15, 2026
Feb 11, 20229 then
Private funds: no history
RAUM +59% over the last fiscal year+45% a year over threeIARs 16 to 21
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$39.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
41derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$405,238derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
3.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
+18%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$9.2M, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$570M63%
  • Individuals$312M34%
  • Corporations and businesses$20.1M2.2%
  • Other investment advisers$6.6M0.7%
  • Pension and profit-sharing plans$1.8M0.2%
Individual clients
629reported
HNW clients
319reported
Pension plan clients
n/areported
Charitable clients
0reported
Accounts
2,247reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$9.2M for 17 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.97 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Keith Eric SingerCertified Financial PlannerBoca Raton, FlNov 30, 202129 y4
Steven Eric TrachtenbergBoca Raton, FlDec 21, 202110 y1
Roy Daniel RosnerBoca Raton, FlDec 22, 202113 y2
Charles LandryBoca Raton, Fl Aug 4, 202212 y0
David L SutherlandBoca Raton, FlJun 21, 202321 y1
Jacob Edward ButlerBoca Raton, FlJul 11, 202313 y1
David Rocci FriedlandAventura, Fl Nov 26, 202330 y0
Nathaniel KalilBoca Raton, FlJul 26, 202411 y0
Kurt SteinPassaic, Nj Nov 7, 202427 y3
Brett Michael MaggardWesley Chapel, FlJan 1, 202511 y3
Tyler Cole VendittiBoca Raton, FlMar 5, 202512 y0
Johnathon S Ho-OnBoca Raton, Fl Mar 19, 202511 y0
Veronica M GillotteBoca Raton, Fl Jun 30, 202526 y12
Evan G McleodChartered Financial AnalystBoca Raton, FlJul 25, 202511 y1
Bianca Viren DesaiBoca Raton, FlAug 26, 202510 y0
Michala Katica AlmsteadBoca Raton, Fl Aug 28, 202510 y0
Mohammad AboodWesley Chapel, Fl Sep 30, 202511 y0
Thomas James MurrayBoca Raton, FlOct 27, 202511 y1
Janyl B SmithBoca Raton, FlDec 22, 202512 y2
Stavros DeriziotisBoca Raton, FlJun 23, 202613 y0
Thomas Lee MaplesBoca Raton, FlAug 19, 202611 y3
Brandon Scott JudasPalm Bay, Fl Aug 20, 202611 y3
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 4.3% of current headcount4 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Eric Keith Singer · Managing Membercontrol
      since 04/2021 · owns 75% or more
    • Marie Caitlin Comstock · Chief Compliance Officer
      since 10/2023 · owns less than 5%
    • Eric Steven Trachtenberg · Investment Advisor Representative, Member
      since 04/2021 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    • Keith Singer
      real estatey
    • Keith Singer
      real estatey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boca Raton, Fl · principal2271
    Wesley Chapel, Fl310
    Offices
    Schedule D 1.F, the 25 largest
    • Aventura, FL2 employees
    • Tampa, FL1 employees
    • Wesley Chapel, FL1 employees
    • Plantation, FL
    • West Palm Beach, FL
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • employee count surgeChange between filings · filing Feb 11, 2026
      employees (Item 5.A) moved from 16.0 to 40.0 (+150.0%) between the annual amendments of 2025-03-26 and 2026-02-11; the peer median change was 0.0% (596 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (596) · 100% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 2,094 to 2,247
      Feb 11, 2026 to Jul 15, 2026
    • Advisory employees · 15 to 18
      Feb 11, 2026 to Jul 15, 2026
    • Corporate clients · 6 to 5
      Feb 11, 2026 to Jul 15, 2026
    • HNW clients · 296 to 319
      Feb 11, 2026 to Jul 15, 2026
    • Individual clients · 607 to 629
      Feb 11, 2026 to Jul 15, 2026
    • Assets in custody · $6.7M to $9.2M
      Feb 11, 2026 to Jul 15, 2026
    • Employees · 40 to 43
      Feb 11, 2026 to Jul 15, 2026
    • State-registered IARs · 20 to 21
      Feb 11, 2026 to Jul 15, 2026
    • Discretionary RAUM · $782M to $911M
      Feb 11, 2026 to Jul 15, 2026
    • HNW RAUM · $472M to $570M
      Feb 11, 2026 to Jul 15, 2026
    • Individual RAUM · $283M to $312M
      Feb 11, 2026 to Jul 15, 2026
    • Pension RAUM · $2.9M to $1.8M
      Feb 11, 2026 to Jul 15, 2026
    • RAUM · $782M to $911M
      Feb 11, 2026 to Jul 15, 2026
    • Accounts · 1,897 to 2,094
      Sep 23, 2025 to Feb 11, 2026
    • HNW clients · 266 to 296
      Sep 23, 2025 to Feb 11, 2026
    • Individual clients · 566 to 607
      Sep 23, 2025 to Feb 11, 2026
    • Pension plan clients · 5.0 to unset
      Sep 23, 2025 to Feb 11, 2026
    • Assets in custody · $19.1M to $6.7M
      Sep 23, 2025 to Feb 11, 2026
    • Employees · 20 to 40
      Sep 23, 2025 to Feb 11, 2026
    • Financial planning clients · 101-250 to 251-500
      Sep 23, 2025 to Feb 11, 2026
    • Discretionary RAUM · $669M to $782M
      Sep 23, 2025 to Feb 11, 2026
    • HNW RAUM · $400M to $472M
      Sep 23, 2025 to Feb 11, 2026
    • Individual RAUM · $244M to $283M
      Sep 23, 2025 to Feb 11, 2026
    • Pension RAUM · $2.7M to $2.9M
      Sep 23, 2025 to Feb 11, 2026
    • RAUM · $669M to $782M
      Sep 23, 2025 to Feb 11, 2026
    • Advisory employees · 16 to 15
      Jul 18, 2025 to Sep 23, 2025
    • Employees · 22 to 20
      Jul 18, 2025 to Sep 23, 2025
    • State-registered IARs · 16 to 20
      Jul 18, 2025 to Sep 23, 2025
    • Accounts · 1,733 to 1,897
      May 5, 2025 to Jul 18, 2025
    • Advisory employees · 11 to 16
      May 5, 2025 to Jul 18, 2025
    • Corporate clients · 7 to 6
      May 5, 2025 to Jul 18, 2025
    • HNW clients · 232 to 266
      May 5, 2025 to Jul 18, 2025
    • Individual clients · 532 to 566
      May 5, 2025 to Jul 18, 2025
    • Pension plan clients · 10 to 5
      May 5, 2025 to Jul 18, 2025
    • Employees · 15 to 22
      May 5, 2025 to Jul 18, 2025
    • Financial planning clients · 101-250 to 101-250
      May 5, 2025 to Jul 18, 2025
    • State-registered IARs · 15 to 16
      May 5, 2025 to Jul 18, 2025
    • Discretionary RAUM · $571M to $669M
      May 5, 2025 to Jul 18, 2025
    • HNW RAUM · $336M to $400M
      May 5, 2025 to Jul 18, 2025
    • Individual RAUM · $210M to $244M
      May 5, 2025 to Jul 18, 2025
    Signals
    10 dated events
    • Leah Trietiak left Singer Wealth Advisors Llc for J.P. Morgan Securities Llc (registered 2025-11-14)
      Nov 24, 2025 · Advisor changed firm · fact
    • Nicholas Daniel Castellano left Singer Wealth Advisors Llc for Ae Wealth Management, Llc (registered 2025-04-29)
      Mar 19, 2025 · Advisor changed firm · fact
    • Brandon Scott Judas left Singer Wealth Advisors Llc for Neil Jesani Wealth Management (registered 2024-11-07)
      Nov 1, 2024 · Advisor changed firm · fact
    • Ariel Emanuel Moyano left Singer Wealth Advisors Llc for Legacy Wealth Management, Llc (registered 2025-05-27)
      Jun 24, 2024 · Advisor changed firm · fact
    • Michael Robert Godeanu left Singer Wealth Advisors Llc for Luxe Capital Management Inc. (registered 2025-06-30)
      Jun 2, 2023 · Advisor changed firm · fact
    • Dylan Clyde Smith left Singer Wealth Advisors Llc for Kanen Wealth Management Llc (registered 2023-03-29)
      Jan 26, 2023 · Advisor changed firm · fact
    • Andrew J Constantinides left Singer Wealth Advisors Llc for Neil Jesani Wealth Management (registered 2022-08-29)
      Jun 1, 2022 · Advisor changed firm · fact
    • Singer Wealth Advisors Inc.'s advisors moved to Singer Wealth Advisors LLC (Boca Raton, FL): 5 of 6 registered, on the same day
      Mar 1, 2022 · Firm absorbed (people side) · derived
    • Singer Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Oct 21, 2021 · Succession (Item 4) · fact
    • Singer Wealth Advisors Llc filed its initial SEC registration (Form ADV)
      Oct 21, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    561-409-3268reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    561-998-9985reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    keithsinger.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    561-998-9985reportedpublic record, Form ADV, Jul 15, 2026
    Team page
    singerwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $39.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026