RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•• F•••••••
- C•••••• independent RIA currentsince Jan 2, 2025 · San Diego, Ca
- D•••••• • Y•••••• L•• formerApr 30, 2018 to Mar 31, 2023 · San Diego, Ca
- D••••••• W••••• A•••••••• I••• formerSep 2, 2016 to Mar 16, 2018 · San Diego, Ca
- D•••••• • Y•••••• L•• to C••••••left Mar 31, 2023, registered Jan 2, 2025 (643 days) · RIA to RIA · moved with a team
- D••••••• W••••• A•••••••• I••• to D•••••• • Y•••••• L••left Mar 16, 2018, registered Apr 30, 2018 (45 days) · RIA to RIA
- K•••• A•• F••••••• left D•••••• • Y•••••• L•• for Corient (registered 2025-01-02)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address