DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin William Krise
Feed of 09/14/2026
At current firm
1 y
since Mar 3, 2025
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Henderson Brothers Financial Partners LLC independent RIA currentsince Mar 3, 2025 · Pittsburgh, Pa
- Global Retirement Partners LLC institutionalMay 26, 2023 to Mar 9, 2025 · Pittsburgh, Pa
- Cambridge Investment Research Advisors, Inc. BD affiliatedSep 14, 2020 to May 4, 2023 · Irwin, Pa
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Henderson Brothers Financial Partners LLCleft Mar 9, 2025, registered Mar 3, 2025 (-6 days) · Other · moved with a team
- Cambridge Investment Research Advisors, Inc. to Global Retirement Partners LLCleft May 4, 2023, registered May 26, 2023 (22 days) · Other
Signals
- Austin William Krise left Global Retirement Partners Llc for Henderson Brothers Financial Partners Llc (registered 2025-03-03)Mar 9, 2025 · Advisor changed firm · fact
- Austin William Krise left Cambridge Investment Research Advisors, Inc. for Global Retirement Partners Llc (registered 2023-05-26)May 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address