DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• W•••••• D••• B••••

F••••••independent RIAPortland, Or IA-onlyIAPD 6688232

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as N••••• B••••

At current firm

2 y

since Jul 22, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Jul 22, 2024 · Portland, Or
M• P••••••• C••• L•• independent RIA
Apr 20, 2021 to Jul 12, 2024 · Vancouver, Wa
K•••• A•••• M••••••••• L•• unclassified
Dec 14, 2020 to Apr 9, 2021 · Vancouver, Wa
W••••••• F•••••••• S•••••••• I••• former
Jun 7, 2017 to Dec 9, 2020 · Portland, Or
H•••••• T••••••• • K•••• L•• independent RIA
Dec 5, 2016 to Jun 2, 2017 · Lake Oswego, Or

Moves

a registration end followed by a registration begin elsewhere

M• P••••••• C••• L•• to F••••••
left Jul 12, 2024, registered Jul 22, 2024 (10 days) · RIA to RIA
K•••• A•••• M••••••••• L•• to M• P••••••• C••• L••
left Apr 9, 2021, registered Apr 20, 2021 (11 days) · Other
W••••••• F•••••••• S•••••••• I••• to K•••• A•••• M••••••••• L••
left Dec 9, 2020, registered Dec 14, 2020 (5 days) · Other
H•••••• T••••••• • K•••• L•• to W••••••• F•••••••• S•••••••• I•••
left Jun 2, 2017, registered Jun 7, 2017 (5 days) · Other

Signals

N••••• W•••••• D••• B•••• left M• P••••••• C••• L•• for F•••••• (registered 2024-07-22)
Jul 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address