RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• G•••• H•••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Dec 8, 2025 · Austin, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 30, 2023 to Oct 21, 2025 · Georgetown, Tx
- P•••• S••••••••• L•• no RAUMDec 12, 2022 to Aug 24, 2023 · Plano, Tx
- E•••• S••••••••• L•• BD affiliatedSep 25, 2020 to Dec 22, 2022 · Frisco, Tx
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Oct 21, 2025, registered Dec 8, 2025 (48 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 24, 2023, registered Aug 30, 2023 (6 days) · Affiliated broker-dealer or bank to another
- E•••• S••••••••• L•• to P•••• S••••••••• L••left Dec 22, 2022, registered Dec 12, 2022 (-10 days) · Affiliated broker-dealer or bank to another
- J••••••• G•••• H••••• left M•• I•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2025-12-08)Oct 21, 2025 · Advisor changed firm · fact
- J••••••• G•••• H••••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-08-30)Aug 24, 2023 · Advisor changed firm · fact
- J••••••• G•••• H••••• left E•••• S••••••••• L•• for P•••• S••••••••• L•• (registered 2022-12-12)Dec 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address