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Registered advisor
N•••• M•••••
Feed of 09/14/2026
Also filed as N•••• M••••• Rodriguez
At current firm
3 y
since Dec 9, 2022
In the industry
19 y
since Oct 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Dec 9, 2022 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 30, 2022 · Duluth, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerFeb 1, 2017 to Jan 2, 2018 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 30, 2022, registered Dec 9, 2022 (70 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
Signals
- N•••• M••••• left T••••• A••••••• S•••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2022-12-09)Sep 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address