DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• G• T•••••••

R•••••• J•••• • A••••••••• I•••national BDMelbourne, Fldual registrantIAPD 6691533

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••••••• Gregory T•••••••

At current firm

3 y

since Jan 30, 2023

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jan 30, 2023 · Melbourne, Fl
O•• • O•• W••••• M••••••••• L•• independent RIA
Nov 13, 2020 to Jan 11, 2023 · Jupiter, Fl
R•••••• J•••• • A••••••••• I••• national BD
Sep 22, 2017 to Dec 9, 2020 · Palm Beach Gardens, Fl
S•••••••• A••••••• L•• national BD
May 3, 2017 to Jul 26, 2017 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

O•• • O•• W••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jan 11, 2023, registered Jan 30, 2023 (19 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to O•• • O•• W••••• M••••••••• L••
left Dec 9, 2020, registered Nov 13, 2020 (-26 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
S•••••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jul 26, 2017, registered Sep 22, 2017 (58 days) · Affiliated broker-dealer or bank to another

Signals

A•••••••• G• T••••••• left O•• • O•• W••••• M••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-01-30)
Jan 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address