RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- N•••••• A••••••• BD affiliated currentsince Aug 7, 2026 · Shreveport, La
- E••••• J•••• national BDFeb 18, 2026 to Aug 7, 2026 · Shreveport, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2017 to Feb 7, 2026 · Shreveport, La
- E••••• J•••• to N•••••• A•••••••left Aug 7, 2026, registered Aug 7, 2026 (0 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Feb 7, 2026, registered Feb 18, 2026 (11 days) · Wirehouse to affiliated broker-dealer or bank
- H•••••• R••• left E••••• J•••• for N•••••• A••••••• (registered 2026-08-07)Aug 7, 2026 · Advisor changed firm · fact
- H•••••• R••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2026-02-18)Feb 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address