DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ethan Michael Schmidt

Rothschild Wealth LLCindependent RIAOakbrook, Ildual registrantIAPD 6694002

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ethan M Schmidt

At current firm

1 y

since Oct 2, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Rothschild Wealth LLC independent RIA current
since Oct 2, 2024 · Oakbrook, Il
Alphacore Capital LLC independent RIA
Apr 6, 2023 to Apr 22, 2024 · Glendale, Co
Catalyst Wealth Management former
Oct 10, 2019 to Apr 7, 2023 · Deerfield, Il
Tlg Advisors, Inc. BD affiliated
Aug 22, 2019 to Dec 31, 2019 · Northbrook, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 10, 2016 to Jul 2, 2019 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

Alphacore Capital LLC to Rothschild Wealth LLC
left Apr 22, 2024, registered Oct 2, 2024 (163 days) · RIA to RIA
Catalyst Wealth Management to Alphacore Capital LLC
left Apr 7, 2023, registered Apr 6, 2023 (-1 days) · RIA to RIA
Tlg Advisors, Inc. to Catalyst Wealth Management
left Dec 31, 2019, registered Oct 10, 2019 (-82 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Tlg Advisors, Inc.
left Jul 2, 2019, registered Aug 22, 2019 (51 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Ethan Michael Schmidt left Alphacore Capital Llc for Rothschild Wealth Llc (registered 2024-10-02)
Apr 22, 2024 · Advisor changed firm · fact
Ethan Michael Schmidt left Catalyst Wealth Management for Alphacore Capital Llc (registered 2023-04-06)
Apr 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address