DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Garrett Duchesne

Valmark Advisers, Inc.BD affiliatedFalmouth, Medual registrantIAPD 6697971

Certified Financial Planner

Feed of 09/14/2026

Also filed as Garrett James Duchesne

At current firm

2 y

since Apr 23, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Valmark Advisers, Inc. BD affiliated current
since Apr 23, 2024 · Falmouth, Me
Fidelity Personal And Workplace Advisors former
Feb 13, 2023 to Apr 11, 2024 · Portland, Me
Morgan Stanley wirehouse
Nov 2, 2020 to Jan 27, 2023 · Portland, Me
Mfs Institutional Advisors Inc. other
Dec 6, 2018 to Oct 13, 2020 · Boston, Ma
UBS Financial Services Inc. wirehouse
Jan 16, 2018 to Oct 24, 2018 · Portland, Me

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Valmark Advisers, Inc.
left Apr 11, 2024, registered Apr 23, 2024 (12 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Fidelity Personal And Workplace Advisors
left Jan 27, 2023, registered Feb 13, 2023 (17 days) · Wirehouse to affiliated broker-dealer or bank
Mfs Institutional Advisors Inc. to Morgan Stanley
left Oct 13, 2020, registered Nov 2, 2020 (20 days) · Other
UBS Financial Services Inc. to Mfs Institutional Advisors Inc.
left Oct 24, 2018, registered Dec 6, 2018 (43 days) · Other

Signals

Garrett Duchesne left Fidelity Personal And Workplace Advisors for Valmark Advisers, Inc. (registered 2024-04-23)
Apr 11, 2024 · Advisor changed firm · fact
Garrett Duchesne left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2023-02-13)
Jan 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address