DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••••• S• G•••••

X••• S•••••••independent RIABozeman, Mt IA-onlyIAPD 6698143

Certified Financial Planner

Feed of 09/15/2026

Also filed as P••••• Shaun G•••••

At current firm

1 y

since Aug 8, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

X••• S••••••• independent RIA current
since Aug 8, 2025 · Indian Land, Sc
C••••••••• W••••• M••••••••• state registered
Mar 29, 2024 to Nov 5, 2025 · Indian Land, Sc
W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated
Dec 1, 2021 to Mar 12, 2024 · Plymouth, Mn
C•••••• F•••••••• A••••••••• I•• former
Jan 2, 2019 to Dec 6, 2021 · Charlotte, Nc
E•••••• W••••• L•• unclassified
Dec 1, 2016 to Dec 31, 2018 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• to X••• S•••••••
left Nov 5, 2025, registered Aug 8, 2025 (-89 days) · Other · moved with a team
W••••• E••••••••• A••••••• S•••••••• L•• to C••••••••• W••••• M•••••••••
left Mar 12, 2024, registered Mar 29, 2024 (17 days) · RIA to a state-registered adviser
C•••••• F•••••••• A••••••••• I•• to W••••• E••••••••• A••••••• S•••••••• L••
left Dec 6, 2021, registered Dec 1, 2021 (-5 days) · corporate re-registration, not a move
E•••••• W••••• L•• to C•••••• F•••••••• A••••••••• I••
left Dec 31, 2018, registered Jan 2, 2019 (2 days) · Other

Signals

P••••• S• G••••• left C••••••••• W••••• M••••••••• for X••• S••••••• (registered 2025-08-08)
Nov 5, 2025 · Advisor changed firm · fact
P••••• S• G••••• left W••••• E••••••••• A••••••• S•••••••• L•• for C••••••••• W••••• M••••••••• (registered 2024-03-29)
Mar 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address