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RIA Intelligence
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Registered advisor
R•••••• R••• P•••••
Feed of 09/15/2026
Also filed as R•••••• P•••••
At current firm
1 y
since May 9, 2025
In the industry
14 y
since Oct 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A•••••••• L•• BD affiliated currentsince May 9, 2025 · Fort Myers, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 5, 2024 to Jun 2, 2025 · Fort Myers, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 17, 2023 to Mar 5, 2024 · Fort Myers, Fl
- W•••• F•••• A••••••• wirehouseSep 23, 2021 to Jan 5, 2023 · Alexandria, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••••• A•••••••• L••left Jun 2, 2025, registered May 9, 2025 (-24 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Mar 5, 2024, registered Jun 5, 2024 (92 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jan 5, 2023, registered Jan 17, 2023 (12 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R•••••• R••• P••••• left U•• F•••••••• S••••••• I••• for S•••••••• A•••••••• L•• (registered 2025-05-09)Jun 2, 2025 · Advisor changed firm · fact
- R•••••• R••• P••••• left R•••••• J•••• • A••••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2024-06-05)Mar 5, 2024 · Advisor changed firm · fact
- R•••••• R••• P••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-01-17)Jan 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address