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Registered advisor
R••• M•••••
Feed of 09/14/2026
Also filed as R••• M•••••
At current firm
4 y
since Mar 29, 2022
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 29, 2022 · Carlsbad, Ca
- E•••••• C•••••• M••••••••• L•• formerJan 14, 2021 to Apr 5, 2022 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 24, 2020 to Dec 31, 2020 · San Diego, Ca
- T• A••••••••• I••• formerJun 24, 2020 to Jan 11, 2021 · San Diego, Ca
- E••••• J•••• national BDFeb 21, 2017 to Jun 4, 2020 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Apr 5, 2022, registered Mar 29, 2022 (-7 days) · RIA to wirehouse
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Jan 14, 2021 (3 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Jun 24, 2020 (-190 days) · corporate re-registration, not a move
- E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 4, 2020, registered Jun 24, 2020 (20 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- R••• M••••• left E•••••• C•••••• M••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-03-29)Apr 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address