RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• F•••••
- B• R•••• W••••• A•••••••• I••• BD affiliated currentsince Jul 9, 2025 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 9, 2022 to Jul 8, 2024 · Bethesda, Md
- P••• A••••• S••••••••• L•• BD affiliatedMay 19, 2021 to Mar 3, 2022 · Chevy Chase, Md
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 8, 2019 to Oct 24, 2019 · Rockville, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 1, 2018 to Sep 12, 2018 · Rockville, Md
- M•• I•••••••• S•••••••• L•• to B• R•••• W••••• A•••••••• I•••left Jul 8, 2024, registered Jul 9, 2025 (366 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Mar 3, 2022, registered May 9, 2022 (67 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••• W••••• P•••••••• L•• to P••• A••••• S••••••••• L••left Oct 24, 2019, registered May 19, 2021 (573 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• W••••• P•••••••• L••left Sep 12, 2018, registered Jan 8, 2019 (118 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••• F••••• left M•• I•••••••• S•••••••• L•• for B• R•••• W••••• A•••••••• I••• (registered 2025-07-09)Jul 8, 2024 · Advisor changed firm · fact
- S•••••• F••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-05-09)Mar 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address