RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• B••••
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliated currentsince Mar 30, 2022 · Scottsdale, Az
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Jun 9, 2022 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerMay 31, 2018 to Nov 8, 2018 · Tempe, Az
- J••• H•••••• I••••••••• M••••••••• L•• to J••• H•••••• P••••••• F•••••••• S•••••••• L••left Jun 9, 2022, registered Mar 30, 2022 (-71 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- M•••••• R••• B•••• left J••• H•••••• I••••••••• M••••••••• L•• for J••• H•••••• P••••••• F•••••••• S•••••••• L•• (registered 2022-03-30)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address