RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• J•••• L••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 26, 2022 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedFeb 13, 2020 to Jun 10, 2022 · Lafayette, La
- S•••••• W••••• P•••••••• L•• BD affiliatedFeb 5, 2020 to May 26, 2022 · Lafayette, La
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 2, 2018 to Feb 6, 2020 · Lafayette, La
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 10, 2022, registered May 26, 2022 (-15 days) · RIA to affiliated broker-dealer or bank
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left May 26, 2022, registered Feb 13, 2020 (-833 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to S•••••• W••••• P•••••••• L••left Feb 6, 2020, registered Feb 5, 2020 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- P••••• J•••• L•••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-05-26)Jun 10, 2022 · Advisor changed firm · fact
- P••••• J•••• L•••• left S•••••• W••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2020-02-13)May 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address