DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••••• L•••• C•••••

E••••••• W•••••formerOrem, UtIA-onlyIAPD 6711221

Feed of 09/14/2026

Also filed as A••••••• C•••••

At current firm

1 y

since Mar 27, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••••• W••••• former current
since Mar 27, 2025 · Orem, Ut
D•••• W••••• A••••••• independent RIA
Mar 8, 2021 to Mar 28, 2025 · Lehi, Ut
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 6, 2019 to Mar 8, 2021 · Provo, Ut
E••• C•••••• G••••• L•• former
Dec 20, 2018 to Jan 14, 2019 · San Francisco, Ca
I••••• C••••••• L•• asset manager
Nov 16, 2017 to May 2, 2018 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

D•••• W••••• A••••••• to E••••••• W•••••
left Mar 28, 2025, registered Mar 27, 2025 (-1 days) · RIA to a newly registered adviser · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D•••• W••••• A•••••••
left Mar 8, 2021, registered Mar 8, 2021 (0 days) · Wirehouse to independent RIA
E••• C•••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 14, 2019, registered Feb 6, 2019 (23 days) · RIA to wirehouse
I••••• C••••••• L•• to E••• C•••••• G••••• L••
left May 2, 2018, registered Dec 20, 2018 (232 days) · RIA to RIA · moved with a team

Signals

A••••••• L•••• C••••• left D•••• W••••• A••••••• for E••••••• W••••• (registered 2025-03-27)
Mar 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address