DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• T•••• H••••

S••••••••• W••••• M•••••••••state registeredHouston, TxIA-onlyIAPD 6712782

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as L••• H••••

At current firm

2 y

since Jul 26, 2024

In the industry

12 y

since Oct 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• M••••••••• state registered current
since Jul 26, 2024 · Houston, Tx
O•••• L•• unclassified
Nov 13, 2023 to Jul 16, 2024 · Houston, Tx
T••••• W•••••• L••••• independent RIA
Nov 2, 2021 to Oct 3, 2023 · Sugarland, Tx
O•••• L•• unclassified
Jul 6, 2021 to Dec 22, 2021 · Houston, Tx
I••••••• W••••• S••••••••• former
Feb 12, 2020 to Mar 11, 2021 · Houston, Tx
O•••• L•• unclassified
Oct 12, 2016 to Feb 27, 2020 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

O•••• L•• to S••••••••• W••••• M•••••••••
left Jul 16, 2024, registered Jul 26, 2024 (10 days) · Other
T••••• W•••••• L••••• to O•••• L••
left Oct 3, 2023, registered Nov 13, 2023 (41 days) · Other
O•••• L•• to T••••• W•••••• L•••••
left Dec 22, 2021, registered Nov 2, 2021 (-50 days) · Other
I••••••• W••••• S••••••••• to O•••• L••
left Mar 11, 2021, registered Jul 6, 2021 (117 days) · Other
O•••• L•• to I••••••• W••••• S•••••••••
left Feb 27, 2020, registered Feb 12, 2020 (-15 days) · Other

Signals

L••• T•••• H•••• left O•••• L•• for S••••••••• W••••• M••••••••• (registered 2024-07-26)
Jul 16, 2024 · Advisor changed firm · fact
L••• T•••• H•••• left T••••• W•••••• L••••• for O•••• L•• (registered 2023-11-13)
Oct 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address