R••••• J•••• O••••••

S••••• W••••• A•••••••• I•••no RAUMSan Francisco, Ca dual registrantIAPD 6720804

Feed of 09/15/2026

Also filed as R••••• J•••• O••••••••• J•••• O••••••••• J• O••••••

At current firm

1 y

since Jun 20, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Jun 20, 2025 · Orlando, Fl
E••••• J•••• national BD
Jul 30, 2024 to Apr 25, 2025 · Orlando, Fl
E••••• J•••• national BD
Jul 5, 2017 to Jul 13, 2021 · Kissimmee, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 22, 2017 to May 22, 2017 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to S••••• W••••• A•••••••• I•••
left Apr 25, 2025, registered Jun 20, 2025 (56 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left May 22, 2017, registered Jul 5, 2017 (44 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

••• Locked
Apr 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address