RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C•••••••• G••••••
- T••• H•••••• L•• independent RIA currentsince Jun 4, 2018 · Boca Raton, Fl
- W••••• F•••••••• A•••••••• L•• formerMar 15, 2018 to Jun 1, 2018 · Boca Raton, Fl
- A••• F•••••••• A••••••••• I•• formerDec 5, 2016 to Feb 17, 2018 · Boca Raton, Fl
- W••••• F•••••••• A•••••••• L•• to T••• H•••••• L••left Jun 1, 2018, registered Jun 4, 2018 (3 days) · RIA to a newly registered adviser · moved with a team
- A••• F•••••••• A••••••••• I•• to W••••• F•••••••• A•••••••• L••left Feb 17, 2018, registered Mar 15, 2018 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address