DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• R••• L•••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6724167

Feed of 09/14/2026

Also filed as S••••• R••• De Mejia

At current firm

1 y

since Aug 6, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Aug 6, 2025 · Scottsdale, Az
M••••• S•••••• wirehouse
Dec 19, 2024 to Jul 14, 2025 · Gilbert, Az
L•• F•••••••• L•• BD affiliated
Jul 19, 2023 to Dec 5, 2024 · Tempe, Az
B••••••• I••••••••• S•••••••• I••• ••••• former
Mar 3, 2022 to Jul 19, 2023 · Tempe, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 16, 2021 to Jan 11, 2022 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to V••••••• A•••••••• I•••
left Jul 14, 2025, registered Aug 6, 2025 (23 days) · Wirehouse to affiliated broker-dealer or bank
L•• F•••••••• L•• to M••••• S••••••
left Dec 5, 2024, registered Dec 19, 2024 (14 days) · Affiliated broker-dealer or bank to wirehouse
B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Jan 11, 2022, registered Mar 3, 2022 (51 days) · Wirehouse to affiliated broker-dealer or bank

Signals

S••••• R••• L••••• left M••••• S•••••• for V••••••• A•••••••• I••• (registered 2025-08-06)
Jul 14, 2025 · Advisor changed firm · fact
S••••• R••• L••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2024-12-19)
Dec 5, 2024 · Advisor changed firm · fact
S••••• R••• L••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••• I••••••••• S•••••••• I••• ••••• (registered 2022-03-03)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address