RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• B••••••
- H••••• C••• W••••• M••••••••• independent RIA currentsince Mar 25, 2022 · Bainbridge Island, Wa
- O••••••••• institutionalAug 31, 2020 to May 4, 2022 · Bainbridge Island, Wa
- H•••••• T••••••• • K•••• L•• independent RIAOct 5, 2017 to Sep 9, 2020 · Bellevue, Wa
- E••••• J•••• national BDMay 12, 2017 to May 26, 2017 · Arlington, Wa
- O••••••••• to H••••• C••• W••••• M•••••••••left May 4, 2022, registered Mar 25, 2022 (-40 days) · Other · moved with a team
- H•••••• T••••••• • K•••• L•• to O•••••••••left Sep 9, 2020, registered Aug 31, 2020 (-9 days) · Other
- E••••• J•••• to H•••••• T••••••• • K•••• L••left May 26, 2017, registered Oct 5, 2017 (132 days) · Other
- J••••• A•••••• B•••••• left Onedigital for H••••• C••• W••••• M••••••••• (registered 2022-03-25)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address