DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Aaron Kauffman
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Mike Kauffman
At current firm
0 y
since Sep 11, 2026
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- The Wealthcare Clinic state registered currentsince Sep 11, 2026 · Six Mile, Sc
- Boldin Advisors no RAUMSep 9, 2025 to Jan 13, 2026 · Six Mile, Sc
- Solitude Financial Services, Inc. independent RIAJan 7, 2020 to Dec 31, 2023 · Charlottesville, Va
- Schwab Wealth Advisory, Inc. no RAUMMar 20, 2018 to Aug 9, 2019 · Phoenix, Az
- Charles Schwab & Co., Inc. national BDMar 15, 2018 to Mar 21, 2018 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Boldin Advisors to The Wealthcare Clinicleft Jan 13, 2026, registered Sep 11, 2026 (241 days) · Other
- Solitude Financial Services, Inc. to Boldin Advisorsleft Dec 31, 2023, registered Sep 9, 2025 (618 days) · RIA to a newly registered adviser
- Schwab Wealth Advisory, Inc. to Solitude Financial Services, Inc.left Aug 9, 2019, registered Jan 7, 2020 (151 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Mar 21, 2018, registered Mar 20, 2018 (-1 days) · channel change inside one enterprise, not a move
Signals
- Michael Aaron Kauffman left Boldin Advisors for The Wealthcare Clinic (registered 2026-09-11)Jan 13, 2026 · Advisor changed firm · fact
- Michael Aaron Kauffman left Solitude Financial Services, Inc. for Boldin Advisors (registered 2025-09-09)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address