RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• G••••• K•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 13, 2026 · Scottsdale, Az
- V••••••• A•••••••• I••• BD affiliatedMar 28, 2023 to Jul 23, 2026 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2022 to Mar 21, 2023 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseOct 23, 2017 to Mar 15, 2022 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2017 to Oct 17, 2017 · Hunt Valley, Md
- V••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 23, 2026, registered Jul 13, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••left Mar 21, 2023, registered Mar 28, 2023 (7 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 15, 2022, registered Mar 7, 2022 (-8 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 17, 2017, registered Oct 23, 2017 (6 days) · Wirehouse to wirehouse
- W•••••• G••••• K••••• left V••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-07-13)Jul 23, 2026 · Advisor changed firm · fact
- W•••••• G••••• K••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V••••••• A•••••••• I••• (registered 2023-03-28)Mar 21, 2023 · Advisor changed firm · fact
- W•••••• G••••• K••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-03-07)Mar 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address