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RIA Intelligence
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Registered advisor
M•••••• R•••••••
Feed of 09/14/2026
Also filed as M•••••• R•••••••
At current firm
1 y
since Jun 12, 2025
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 12, 2025 · Coltons Point, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 16, 2022 to Feb 7, 2024 · Richmond, Va
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 16, 2019 to Mar 15, 2021 · Owings Mills, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 26, 2018 to Jul 19, 2019 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 13, 2017 to May 31, 2017 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Feb 7, 2024, registered Jun 12, 2025 (491 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 15, 2021, registered Nov 16, 2022 (611 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Jul 19, 2019, registered Aug 16, 2019 (28 days) · Wirehouse to independent RIA
Signals
- M•••••• R••••••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-06-12)Feb 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address